Chief Compliance Officer jobs

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Chief Compliance Officer
Biondo Investment Advisors, Inc.
- Milford, PA
The firm is currently seeking a Chief Compliance Officer. The Chief Compliance Officer is responsible for developing, implementing and monitoring the firm’s...
Desired Experience: FINRA Series
Easily apply
Chief Compliance Officer
Strategic Behavioral Health, LLC located in Memphis, TN is seeking an experienced Corporate Compliance Officer....
Easily apply
Chief Compliance Officer
Rocky Mountain Capital Management
- North Tonawanda, NY
$48,000 - $52,000 a year
Chief compliance officer is required to have some background in the collection industry, will be responsible for handling all compliance and licensing related...
Easily apply
Chief Compliance Officer
Manchester Capital Management, LLC
- Charlottesville, VA 22902
Create, schedule, and lead compliance trainings covering a range of topics, and provide compliance training to new employees;...
Desired Experience: Microsoft Office
Easily apply

Chief Code Compliance Officer

- Raleigh, NC
$51,822 - $95,871 a year
Performing inspections to review compliance with applicable codes, ordinances and requirements. Serves as a representative of assigned services program or...
Desired Experience: Compliance Management

Chief Ethics and Compliance Officer

- University Park, PA
Job Number: 80108 Classification: Exempt Work Unit: Finance and Business Department: Office of Ethics and Compliance Full/Part Time: Full–Time Penn State...

Head of Compliance & Ethics Americas

- Charleston, SC
The Chief Compliance & Ethics Officer); The Head of Compliance & Ethics Americas is responsible for supporting the Chief Compliance and Ethics Officer in...

Chief Compliance Officer

- Providence, RI
The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance...

Chief Compliance Officer

- Norfolk, VA
Position Description Chief Compliance Officer*. The Chief Compliance Officer oversees the Legal Collections Compliance Program, functioning as an independent...
Desired Experience: Leadership Experience
Easily apply

Chief Compliance Officer

Ascendant Capital
- Austin, TX
The Chief Compliance Officer (CCO) is responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the...
Desired Experience: Public Speaking, Marketing
Easily apply

Chief Quality and Compliance Officer

- Middletown, NY
The Chief Quality and Compliance Officer is appointed by the Chief Executive Officer and Board of Directors....
Desired Experience: Driver's License

Chief Compliance Officer

Biondo Investment Advisors, Inc.
- Milford, PA
The firm is currently seeking a Chief Compliance Officer. The Chief Compliance Officer is responsible for developing, implementing and monitoring the firm’s...
Desired Experience: FINRA Series
Easily apply

Chief Quality and Compliance Officer

Crystal Run Village Inc. (CRVI)
- Middletown, NY
The Chief Quality and Compliance Officer is appointed by the Chief Executive Officer and Board of Directors....
Desired Experience: Driver's License
Easily apply

Chief Compliance Officer

- New York, NY
Chief Compliance Officer. Reporting to the President and CEO of Project Renewal and working collaboratively with the senior management team, the Chief...
Desired Experience: SOX, Leadership Experience
Easily apply
Chief compliance officer
ILH
- Carlsbad, CA
$80,000 - $85,000 a year
We are a nationwide Insurance broker looking for in house counsel / person with Law degree to also be chief compliance officer....
Easily apply
Chief Compliance Officer
- Oakdale, MN 55128
The Chief Compliance Officer (CCO) is responsible for implementation of compliance programs for their specific broker dealer within Advisor Group....
Desired Experience: Management Experience, FINRA Series
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