Compliance Auditor jobs in Bronx, NY

Filter results by:
Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Page 1 of 1,346 jobs
Upload your resume - Let employers find you
Internal Audit, Compliance & Risk Management Experienced Ass...
PwC - 5,306 reviews - New York, NY 10002
Corporate Governance and Sarbanes Oxley Act's regulations and requirements, including compliance readiness programs;...
UAS Auditor
UAS Auditor / Reviewer. The UAS RN Auditor /Reviewer is responsible to review the assessments performed by the Field Assessors, ensuring quality and accuracy on...
Easily apply
Cybersecurity Compliance Manager
The Cybersecurity Compliance Manager will support NFA's Futures and OTC Derivatives Compliance departments' cybersecurity regulatory program by monitoring...
Senior Compliance Officer has experience in FINRA or Brokera...
Firstrade Securities Inc. - Flushing, NY 11354
Policies, investments, client partnerships) and assess compliance risk. Perform all compliance functions contemplated by FINRA rule 3130;...
Easily apply

BRM – Risk Management and Internal Controls

Morgan Stanley - 2,502 reviews - New York, NY 10032 (Washington Heights area)
Strong understanding of Compliance and Audit practices. This individual will also work with Operations, Technology, Compliance and Legal to ensure that a...

Internal Audit Senior

Pension Fund in NYC - 20,359 reviews - New York, NY
$79,000 - $100,000 a year
Compliance with contracts, procedures, rules, laws and regulations; Compliance tests in regards to eligibility, timely remittance and non-discrimination testing...
Easily apply

COMPLIANCE AUDITOR

DEPARTMENT OF BUSINESS SERV. - Manhattan, NY
$53,134 - $70,000 a year
Compliance Auditor to:. Reporting to the Executive Director, the Compliance Auditor would be responsible for tracking records for all permitted applications and...

Corporate Sector Internal Audit – Associate Auditor

JP Morgan Chase - 17,131 reviews - New York, NY 10004 (Financial District area)
Compliance, Legal, Internal Controls, Quality Assurance). The Corporate Sector Associate Auditor, based in New York, will report directly into the Corporate...

Corporate Compliance – Mutual Funds Compliance Manager – Vic...

JP Morgan Chase - 17,131 reviews - New York, NY 10017 (Midtown area)
Our Compliance Function. Morgan Wealth Management’s Alternative Investments & Advisory Compliance Group seeks an experienced Compliance professional to assist...

Vice President, Governance, Risk and Compliance

NBCUniversal - 1,540 reviews - New York, NY   +1 location
PCI, SOX and GDPR compliance, and disaster recovery. NBCUniversal Cyber Security is seeking a motivated individual for role of the Governance, Risk and...

Corporate Compliance Manager

BNY Mellon - 3,036 reviews - New York, NY
Compliance & Ethics-HR06015. The Corporation's Compliance Management program requires each business unit to establish appropriate compliance and regulatory...

Compliance Internal Auditor

CityMD - 114 reviews - Manhattan, NY
Physician practice compliance or physician office compliance experience. Certification in Health Care Compliance or Graduate Certificate in Health Care...

Internal Audit – AML/BSA/Sanctions Audit Professional

Morgan Stanley - 2,502 reviews - New York, NY 10032 (Washington Heights area)
Provide management with an independent and objective evaluation of the control environment and evaluate management’s control consciousness.-Conduct, as...

Banking Internal Audit and Operational Risk

Euclid Resources LLC. - New York, NY 10001 (Chelsea area)
Driving Sarbanes-Oxley and equivalent regulations compliance. Euclid Resources LLC is a leading Risk Advisory Placement firm our clients include the top 10...
Easily apply
Compliance Internal Auditor
CityMD - 114 reviews - Manhattan, NY
Physician practice compliance or physician office compliance experience. Certification in Health Care Compliance or Graduate Certificate in Health Care...
Internal Audit, Compliance & Risk Management Experienced Ass...
PwC - 5,306 reviews - New York, NY 10002
Corporate Governance and Sarbanes Oxley Act's regulations and requirements, including compliance readiness programs;...
Let Employers Find You
Every day, thousands of employers search Indeed.com for candidates like you.
Get started in seconds