Compliance Officer VP jobs in New York, NY

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Senior Vice President- AML Senior Compliance Officer-Global...
Citi - 13,837 reviews - Long Island City, NY 11101
Compliance and Control. 7+ years of experience with implementation of AML Compliance monitoring or Fraud process solutions....
Desired Experience: Microsoft Word, Microsoft Powerpoint, Project Management, Excel
VP and Credit Officer
The VP & Credit Officer is responsible for protecting TruFund’s assets by investigating and assessing the “credit worthiness” of existing and potential...
Desired Experience: Microsoft Powerpoint, Microsoft Office
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VP, Real Estate Credit Risk Officer
Citi - 13,837 reviews - New York, NY 10261
We will consider a strong AVP candidate in place of an VP. Monitor and review exposures related to a portfolio of structured loans and debt securities while...

VP - Compliance Officer II - Trading

BNY Mellon - 3,180 reviews - Jersey City, NJ 07306 (Journal Square area)
Validates control processes to ensure compliance with laws, rules and regulations. Manages compliance efforts for the Company as they relate to moderately...
Desired Experience: FINRA Series

BGC Financial, L.P: VP, Fixed Income Compliance Officer

BGC Partners - 34 reviews - New York, NY
Fixed Income Compliance Officer. The Compliance Officer will be responsible for covering the various fixed income businesses....
Desired Experience: FINRA Series

Markets Compliance Officer, Vice President

MUFG - 38 reviews - New York, NY
Provide assistance to internal or external auditors in compliance reviews. Partner with other Compliance teams and global functions, including Legal, Middle...
Desired Experience: Program Design

VP, Compliance Officer - US Consumer Lending and Proprietary...

American Express - 5,503 reviews - New York, NY
The position will provide strategic compliance support, direction and enable solutions to the business to ensure compliance with applicable laws and regulations...
Desired Experience: Project Management

VP/Chief Operations Officer

Family Intervention Services, Inc. - East Orange, NJ 07018
FIS is currently seeking a Chief Operations Officer; Guide and oversee overall daily programmatic operations, ensuring compliance with necessary regulations and...
Desired Experience: Management Experience, Microsoft Office, Supervising Experience, Leadership Experience
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Vice President, Global Anti-Money Laundering and Privacy Com...

New York Life Insurance Co - 1,624 reviews - New York, NY
The role will report to the Chief Compliance Officer of New York Life Insurance Company with a dotted line to the Chief Compliance Officer for Investments....

Compliance, Securities Division Compliance, VP, New York

Goldman Sachs - 1,118 reviews - New York, NY 10282 (Tribeca area)
Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. Our division prevents, detects and mitigates compliance,...

Vice President, Governance, Risk and Compliance - Cyber Secu...

NBCUniversal - 1,698 reviews - New York, NY   +1 location
PCI, SOX and GDPR compliance, and disaster recovery. NBCUniversal Cyber Security is seeking a motivated individual for role of the Governance, Risk and...
Desired Experience: SOX, Program Development, Project Management, SDLC, SAP, PCI, Management Experience, NIST, ISO Standards, COBIT

SVP, Senior Compliance Officer, Regulatory Compliance

Pacific Investment Management Company LLC - 58 reviews - New York, NY
Past experience working as a senior compliance officer for a limited purpose broker-dealer; The Senior Compliance Officer is responsible for managing and the...
Desired Experience: Supervising Experience, Senior Leadership, Marketing, Compliance Management

Associate/VP

Bank of America - 21,539 reviews - New York, NY 10036
Compliance, Technology, Operations, Human Resources, etc.). Liaising with Senior Business Controls Management, Business Controls Officers, and control functions...
Desired Experience: Program Management, Time Management, Microsoft Powerpoint, Project / Program Management, Python, Tableau
Vice President, Operational Risk Management, Prudential Capi...
Prudential - 1,947 reviews - Newark, NJ 07102
Leading the Implementation of the Enterprise operational risk framework across PCG, and ensuring compliance with operational risk policy requirements....
Desired Experience: Project Management, CPA
Vice President Internal Audit
Healthfirst - 549 reviews - New York, NY
Compliance & Regulatory Responsibilities:. Comprehensive knowledge of both Compliance and Enterprise Risk Management....
Desired Experience: SOX, Leadership Experience, Certified Internal Auditor, Microsoft Powerpoint, CPA, Management Experience, Microsoft Office, Auditing, Managed Care