Finra jobs in Washington, DC

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Financial Consultant Program - Financial Representative - Be...
As a multi-talented expert for compliance and all front lobby transactions, you will partner and contribute to branch success by identifying sales...
Desired Experience: FINRA Series
Paraplanner/Financial Advisor
Quantis Wealth Management
Vienna, VA 22182
$45,000 - $65,000 a year
Based in Tyson's Corner, Va. we manage approximately 250 million and serve the financial planning and asset management needs of individual,business owners...
Desired Experience: FINRA Series, CFP, Microsoft Office, Excel
Easily apply
Financial Advisor
An opportunity to directly engage with the military community by partnering with local military organizations, military units, and other affiliates that...
Financial Planner
Raymond James
Rockville, MD
Receive training in practical application of Modern Portfolio Theory (Harry Markowitz, Nobel Prize in Economics 1990) and the Fama/French Three Factor Model...
Desired Experience: FINRA Series, CFP
Easily apply

2019 Campus

Washington, DC 20005 (Logan Circle area) +2 locations
Participants will be challenged through on-the-job training and application as well as routine knowledge checks to assess individual progress and aptitude...
Desired Experience: FINRA Series

Financial Services Inside Sales- FINRA Series 6 and 63

Washington, DC 20007 (Georgetown area)
$78,000 - $85,000 a year
Primary responsibility is to expand assigned accounts & territory by enrolling new participants, increasing contributions, identifying and attracting...
Desired Experience: FINRA Series, Life Insurance License, Call Center
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PenFed Wealth

Washington, DC
Cultivate strong working relationships and trust among credit union staff by conducting regular training, attendance/participation at credit union staff...
Desired Experience: FINRA Series, CFP

Financial Research Intern

Telemet America, Inc.
Alexandria, VA 22314 (Southwest Quadrant area)
Prepare detailed warning alerts, data charts, tables, financial indexes, statistics, and regressions reflecting social, political, cultural, economic...
Desired Experience: SQL, Microsoft Access
Easily apply

Client Relationship Specialist - Washington DC

Washington, DC 20001 (Shaw area) +1 location
Receiving checks and or security deposits, check disbursements and new account processing Assisting the Branch Manager and sales staff with meeting our...
Desired Experience: Certified Notary Public, Administrative Experience, FINRA Series

Investigator, Enforcement - Investigations, Rockville, MD

Rockville, MD
Provide support in FINRA disciplinary proceedings, including the preparation of staff hearing exhibits, and reviewing and analyzing respondent hearing exhibits.
Desired Experience: Microsoft Powerpoint

Regional Manager, Mid-Atlantic

Washington, DC 20007 (Georgetown area)
$110,000 - $140,000 a year
Manage the market development of assigned region, which includes: placement of new products & services; retention of business and serving as the relationship...
Desired Experience: Management Experience, FINRA Series
Easily apply

Investment Research Assistant

Herndon, VA
Assist with investment product research to include: scheduling meetings with investment manager representatives and staff, identifying suitable investment...
Desired Experience: FINRA Series, Microsoft Office

Compliance Analyst

Washington, DC 20003 (Capitol Hill area)
Process subscription agreements, including customer data validation, billing and payment verification, creation of user accounts, and written and verbal...
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Corporate Associate

Washington, DC 20001 (Shaw area)
Minimum of 1-2 years of securities law experience preferred (ie., FINRA, Financial Services Institute, Bitcoin)
Desired Experience: Securities
Case Administrator - Office of Hearing Officers - Washington...
Washington, DC
Proofreads and cite checks draft decisions, orders, and other documents prepared by the Hearing Officers; verifies facts from case records; ensures that...
Desired Experience: Paralegal Experience, Securities, Paralegal Certificate, Intellectual Property
Series 24
Spire Investment Partners
Reston, VA 20191
Responsible for the daily monitoring and resolutions of trade settlements, trade breaks, and DK’s. Participate on monthly conference calls with Spire’s Fixed...
Desired Experience: Customer Service, Supervising Experience, Microsoft Word, FINRA Series
Easily apply
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