Finra jobs in Washington, DC

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Financial Consultant Program - Financial Representative - Wa...
Washington, DC 20001 (Shaw area)
We will help you obtain your FINRA series 7 and series 63 licenses allowing you to provide fundamental financial guidance and mentorship....
Jr Account Manager
WiserAdvisor.com
Fairfax, VA 22033
Responsive employer
$40,000 - $50,000 a year
We are seeking a Jr Account Manager to become an integral part of our growing organization. WiserAdvisor (WiserAdvisor.com), headquartered in Fairfax, VA is...
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Investment Operations Associate
Spire Investment Partners, LLC.
Reston, VA 20190
FINRA Series 7, 24, 99 preferred \*\*\*\*. ( FINRA licenses will be required to be obtained within (6) months of hire date, it will be a Condition of Employment...
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Associate Compliance Analyst

Washington, DC 20003 (Capitol Hill area)
OTC Markets Group Inc., operator of premier US financial marketplaces, is now seeking to add an entry level Compliance Analyst to our Washington, DC office...
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Research Associate

Telemet Orion
Alexandria, VA
Process material corporate actions of major membership stocks including analyzing info provided by external vendors such as NASDAQ Trader, OCC, SEC Edgar and...
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Associate VP

Washington, DC 20004 (Downtown area)
This is an in-house compliance position within Carlyle’s Global Legal & Compliance team focusing on supporting global marketing efforts by Carlyle but with...

Principal Counsel - Enforcement- Rockville, MD

Rockville, MD
All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...

Financial Advisor, McLean

Washington, DC 20022 (Brentwood area)
As a Financial Advisor, you will dedicate yourself to reviewing and analyzing a client’s financial condition, rendering advice and making recommendations to...

Financial Consultant Program - Financial Representative - Wa...

Washington, DC 20001 (Shaw area)
We will help you obtain your FINRA series 7 and series 63 licenses allowing you to provide fundamental financial guidance and mentorship....

Customer Service Professional 80566

$15 - $22 an hour (Indeed est.)
This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting. A career at New York Life offers many opportunities....

Brokerage Operations Specialist

Working knowledge of SEC and FINRA regulations regarding the maintenance of securities records. FINRA Series 7 and 24, NASAA Series 65 or 66 (and 63 in states...

Associate Internal Wholesaler

Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63) within 5...

Analyst - Market Regulation, OATS - Rockville, MD

Rockville, MD
All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...
Financial Adviser
Aspire Wealth Planners
Rockville, MD
If you are a Financial Adviser with an established book of business, we have a great career opportunity for you with an option to work from your choice of...
Communications Manager- Main Enforcement - All FINRA Locatio...
Rockville, MD
All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...
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