Sec Compliance Manager $70,000 jobs

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Sr. Manager, SEC Reporting
eHealth - 83 reviews - Mountain View, CA 94043
SEC Reporting and Technical Accounting Manager. Prior experience in SEC Reporting, Technical Accounting or similar role....
SEC Reporting Manager
WageWorks - 99 reviews - San Mateo, CA
SEC Reporting Manager. Strong background in SEC reporting is required including either heavy experience with multiple SEC clients while working in public...
Compliance Analyst
Tradeweb Markets LLC - 10 reviews - New York, NY 10036
Currently working in compliance; Tradeweb is seeking a Compliance Analyst, a position that will report to the US Head of Compliance....
Manager of SEC Reporting
CIG - South Bend, IN 46624
$100,000 - $120,000 a year
Interpret and assist in guiding the implementation of GAAP and SEC reporting requirements to various technical accounting functions and monitor compliance with...
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Compliance Manager

Network ESC - San Jose, CA
$100,000 - $120,000 a year
This position reports to the Corporate Controller.Internal Audit & Compliance Program.  Assist in the preparation and review of SEC filings, and quarterly...
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Compliance Manager

Power Integrations Inc - San Jose, CA 95138 (Santa Teresa area)
$100,000 - $120,000 a year
Internal Audit & Compliance Program. Solid understanding of US GAAP, SEC reporting requirements, Sarbanes-Oxley Act, PCAOB standards and COSO....
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Compliance Manager Licensing, Registration, and Monitoring

Ally Financial Inc. - 504 reviews - Charlotte, NC 28217 (Olde Whitehall area)
Assist Compliance team with compliance training initiatives. Conduct and/or support annual compliance risk assessment and periodic internal compliance reviews....

Compliance Officer (Equities)

Invesco - 254 reviews - Houston, TX
This Compliance Officer will be a member of the Advisory Compliance team focusing on equity products. Interact with members of the global compliance team to...

Compliance Manager

Sequoia Financial Group - Akron, OH 44333
Assist team members with compliance questions or concerns. Ongoing development and implementation of the overall compliance program....
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Investment Advisory Compliance Officer

D.A. Davidson & Co. - Seattle, WA 98104 (First Hill area)
5-7 years’ compliance experience preferred. Provide the Chief Compliance Officers with information to accurately determine the extent of compliance within the...

Broker-Dealer Compliance Manager

Prudential - 1,859 reviews - Newark, NJ
Conduct compliance risk assessments of operations related regulations and corresponding controls. Support PA Compliance team in the completion of special...

Compliance Testing Manager

AIG - 2,439 reviews - Houston, TX
We have an exciting opportunity for a Compliance Testing Manager to join our Compliance team! Communicate test results with compliance and business management...

Compliance Manager

Intercontinental Exchange - 54 reviews - New York, NY 10022 (Midtown area)
MSRB, NFA and SEC regulations; Manage the compliance programs, including facilitating the risk assessment and annual compliance review, preparing the annual...

Compliance Manager

The Bank of San Antonio - 3 reviews - Castle Hills, TX
Functional knowledge of SEC regulations and compliance requirements desired. Reviewing and revising, as necessary, all bank, insurance and RIA compliance...
Broker-Dealer Compliance Manager
Prudential - 1,859 reviews - Newark, NJ 07102
Conduct compliance risk assessments of operations related regulations and corresponding controls. Support PA Compliance team in the completion of special...
SEC Reporting Manager
MJ Holdings, Inc - Las Vegas, NV 89146
SEC Filing for a Publicly Traded Company:. Ensure compliance with accounting control procedures and policies....
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