Sec Compliance Manager jobs in Millbrae, CA

Filter results by:
Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Page 1 of 125 jobs
Upload your resume - Let employers find you
Sr. Analyst, SEC Reporting
TriNet - 105 reviews - Dublin, CA
GAAP and SEC research. Provide support for financial audits and Sarbanes-Oxley compliance. This individual will play a critical role in ensuring timely and...
Compliance Consultant 4
Wells Fargo - 27,066 reviews - San Francisco, CA
Wells Fargo Compliance is the company’s compliance second line of defense function, providing company-wide leadership, standards, support, and independent...
Executive Assistant to the CEO
C.M. Capital Corporation - Palo Alto, CA
Acknowledgement of all Registered Investment Advisor compliance policies, and if deemed an “access person”, completion of all related compliance forms...
Easily apply
Client Marketing Manager – Private Wealth
Remain current with FINRA compliance rules. Client Marketing Manager – Private Wealth-820101....

SEC Reporting Manager

RingCentral, Inc. - 4 reviews - Belmont, CA 94002
Excellent understanding of US GAPP and SEC Reporting requirements. Reporting to the Director of SEC Reporting & Technical Accounting, the SEC Reporting Manager...

Compliance Manager

New Forests - San Francisco, CA 94104 (Financial District area)
Compliance monitoring program. Compliance and risk framework; Preparing the various SEC submissions for the RIA filing (to be assisted by ACA Compliance Group)....
Easily apply

SEC Reporting Manager

RingCentral - 56 reviews - Belmont, CA 94002
SEC Reporting Manager. Excellent understanding of US GAPP and SEC Reporting requirements. Reporting to the Director of SEC Reporting & Technical Accounting, the...

Senior Compliance Manager-Trading Surveillance

Charles Schwab - 867 reviews - San Francisco, CA 94102 (Downtown area)
Internal Audit, Regulatory, Brokerage Operations-6+ yrs, Compliance. 2+ years of regulatory, compliance, control room and/or audit experience....

SEC Compliance Manager/Director

Robert Half Finance & Accounting - 131 reviews - Redwood City, CA 94065   +1 location
$90,000 - $95,000 a year
Prepare and maintain supporting schedules and documentation for SEC filings. Assist in the Company's Sarbanes-Oxley compliance efforts in connection with the...
Easily apply

Audit Manager - SEC

Marcum - 8 reviews - San Francisco, CA 94104 (Financial District area)
Review and evaluate work papers, and determine compliance with professional standards and firm policy. Marcum LLP is seeking an Audit Manager to join our...

SEC Reporting and Technical Accounting Manager

Bloom Energy - 88 reviews - Sunnyvale, CA
Prepare/compile supporting documents for all SEC filings and ensure all approvals are obtained before filing in compliance with SOX....

Sr. Manager, SEC Reporting

eHealth - 87 reviews - Mountain View, CA 94043
SEC Reporting and Technical Accounting Manager. Prior experience in SEC Reporting, Technical Accounting or similar role....

US QA Manager

Actelion - 13 reviews - South San Francisco, CA
Assist business units in establishing robust quality procedures and training activities to ensure compliance with corporate and site procedures as well as...

Shareholder Report Writer

Franklin Templeton Investments - 506 reviews - San Mateo, CA 94403 (Sugerloaf area)
Works with Sarbanes-Oxley reviewers for compliance. Writing, editing and routing certain sections of the shareholder reports for strictly scheduled production...
Compliance Consultant 4 - Wells Fargo Asset Management
Wells Fargo - 27,066 reviews - San Francisco, CA
In addition, they will participate in other projects (as needed) impacting the WFAM Compliance Team such as working with compliance and business management to...