Sec Compliance Manager jobs in Ohio

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Compliance Associate
TDC Investment Advisory - Maumee, OH 43537
This includes scheduling compliance audits and reporting results to the Chief Compliance Officer. Registered Investment Advisory Compliance:....
Easily apply
Instructional Designer Level 1
C2P Enterprises, LLC - Westlake, OH
Prosperity Capital Advisors (PCA) is an SEC Registered Investment Adviser that provides financial planning and asset management solutions to investment advisors...
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Regional Director, Screening and Origination
ACRES Capital - Cleveland, OH
Equal Employment Opportunity Compliance. ACRES and its representatives are in compliance with the current registration and notice filing requirements imposed...

External Reporting Manager

Action Management Services - Canton, OH
$90,000 a year
Experience with SOX compliance. SEC), while maintaining an effective internal control environment. Manage the completion of quarterly and annual SEC reporting...

Sr Compliance Manager

Western & Southern Financial Group - 155 reviews - Cincinnati, OH
Assists in the management of compliance and regulatory services for SEC and FINRA regulated entities, reporting to the Director of Compliance....

Specialist, Corp Compliance

Nationwide Mutual Insurance Company - 2,242 reviews - Columbus, OH
Creates and implements compliance testing protocols to ensure compliance with applicable rules, regulations and compliance policies....

Consultant, Corp Compliance

Nationwide Mutual Insurance Company - 2,242 reviews - Columbus, OH
Provides consultation on multi-level compliance issues relating to assigned product(s) and/or functional compliance area(s)....

Sarbanes Oxley Manager

PSC Metals - 59 reviews - Mayfield Heights, OH 44124
Solid technical accounting background (US GAAP, SEC Rules, and Regulations). Reduce SOX compliance costs by using a top-down risk-based approach and integrating...
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Senior Compliance Officer/Cincinnati Ohio

Ultimus Fund Solutions, LLC - Cincinnati, OH 45246   +1 location
Work with portfolio managers, advisors, marketing, and operations to help resolve compliance issues or to provide recommendations on compliance matters....
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Account Review Specialist

Morgan Stanley - 2,623 reviews - Columbus, OH
Keep current on SEC/FINRA, Compliance and firm guidelines and policy and procedure changes and apply to processing and all interaction to ensure risk mitigation...

Tax Compliance Analyst

Timken - 341 reviews - North Canton, OH 44720
Tax compliance reporting directly to the Sr. Federal and state tax compliance and estimated payments:. Experience with US GAAP ASC 740 and SEC regulations...

Tax Compliance Analyst

The Timken Company - 341 reviews - North Canton, OH 44720
Tax compliance reporting directly to the Sr. Federal and state tax compliance and estimated payments:. Experience with US GAAP ASC 740 and SEC regulations...

Accounting Coordinator

Chipotle Mexican Grill - 6,822 reviews - Columbus, OH 43240 (Far North area)
Assisting with SOX compliance and internal audit requests. Assisting with the tie out of XBRL tags in SEC filings....
Senior Auditor - Financial Services
Crowe - Columbus, OH 43201
Having experience auditing SEC financial services clients is key for this role. Our Crowe Columbus and Cleveland offices are growing....
Senior Auditor
Crowe - Columbus, OH 43201
SEC public company experience is a plus. Our Crowe Columbus office is growing....