Securities Exchange Commission jobs in Chicago, IL

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Senior Regulatory Accountant
Phillip Capital Inc. - Chicago, IL
PhillipCapital is a growing SEC registered securities self-clearing broker-dealer and Futures Commission Merchant (FCM) based in Chicago....
Easily apply
Customer Support Specialist
PhillipCapital - Chicago, IL
PhillipCapital is a growing Futures Commission Merchant (FCM) and SEC registered securities self-clearing broker-dealer based in Chicago....
Easily apply
Associate Regional Director - Dispute Resolution - Chicago,...
Finra - 70 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...

Commodity Futures Compliance Analyst

Straits Financial LLC - Chicago, IL 60606 (Loop area)
And researching exchange memberships. Bachelor’s degree, preferably in business or a related field, or past experience in futures, securities, or forex...
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User Support Specialist

Higher Learning Commission - Chicago, IL 60604 (Loop area)
Familiarity with endpoint security solutions. Experience administering endpoint security (anti-virus and encryption)....
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Examiner - Member Regulation, Sales Practice - Chicago, IL

Finra - 70 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...

Customer Support Specialist

PhillipCapital - Chicago, IL
PhillipCapital is a growing Futures Commission Merchant (FCM) and SEC registered securities self-clearing broker-dealer based in Chicago....
Easily apply

Office 365 Administrator

The Joint Commission - 39 reviews - Oakbrook Terrace, IL
Manage security for sites and sub-sites. The Office 365 Administrator will be responsible for the administration, licensing and deployment of new and existing...

External Reporting Associate- Chicago

Huron Consulting Group Inc. - 103 reviews - Chicago, IL
Responsible for the preparation and filing of the company’s Securities and Exchange Commission (SEC) filings. Our External Reporting Associate role is an ideal...

Sales Executive - Chicago Area

Forbo Flooring Systems - 12 reviews - Chicago, IL
Phenomenal compensation package including a base salary plus commission. The Group Company Forbo Holding Ltd is listed on the SIX Swiss Exchange (securities...
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Chief AML Officer

Interactive Brokers - 22 reviews - Chicago, IL 60605 (Near South Side area)
Interactive Brokers is an SEC-registered broker-dealer and a CFTC-registered futures commission merchant, as well as a member of FINRA, NFA, and all major...

Investigator - OFDMI - Insider Trading ORSA - Chicago, IL

Finra - 70 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...

Systems Administrator - IT

Northwest Community Healthcare - 33 reviews - Arlington Heights, IL 60005
The Joint Commission Gold Seal of Approval. Analyzes system specific security requirements for supported systems....
Senior Manager Active Trader Compliance
Thoroughly research and effectively communicate sound advice related to existing Commodity Futures Trading Commission (CFTC), Securities and Exchange Commission...
Investigator - OFDMI - Insider Trading ORSA - Chicago, IL
Finra - 70 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...