Senior Compliance Auditor $110,000 jobs in Ozone Park, NY

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Senior Compliance Officer has experience in FINRA or Brokera...
Firstrade Securities Inc. - Flushing, NY 11354
Policies, investments, client partnerships) and assess compliance risk. Perform all compliance functions contemplated by FINRA rule 3130;...
Easily apply
Internal Audit, Compliance & Risk Management Senior Associat...
PwC - 5,144 reviews - New York, NY 10002
Demonstrates thorough knowledge and/or a proven record of success directing company- or firm-wide functions within, the following areas as it applies to the...
Risk Assessment & Control Mgr, Ironshore
With general supervision, oversee compliance to attestation regulations through the documenting and testing of process internal controls over financial...
Senior Internal Auditor
Senior Internal Auditor Job in New York City. The Senior Auditor is responsible for executing elements of the company’s Internal Audit strategy....

Manager/Senior Manager, Risk Management

American Express - 5,174 reviews - New York, NY
Manager / Senior Manager, Audit & Regulatory Process Excellence. Ability to communicate and interact effectively with senior leaders and regulators....

IT SOX/Audit Manager

BNY Mellon - 3,026 reviews - New York, NY
Acts and influences on behalf of senior and corporate management to guide all control & compliance management staff into compliance with government agencies....

Corporate Compliance Manager

BNY Mellon - 3,026 reviews - New York, NY
Compliance & Ethics-HR06015. The Corporation's Compliance Management program requires each business unit to establish appropriate compliance and regulatory...

Audit Manager – Compliance & ORC Audit

UBS - 1,492 reviews - New York, NY
Experienced in building relationships with senior management. In-depth experience of compliance, conduct, and operational risks....

Corporate & Investment Bank - Compliance - Audit Manager - V...

JP Morgan Chase - 16,975 reviews - New York, NY 10004 (Financial District area)
The role is for an experienced auditor within the Compliance audit team, reporting to the Compliance Team Lead located in New York....

Corporate Compliance - Compliance Monitoring Manager - Vice...

JP Morgan Chase - 16,975 reviews - New York, NY 10017 (Midtown area)
Our Compliance Function. This position typically makes decisions independently but discusses unusual or complex issues with senior compliance management....

Senior Compliance Officer has experience in FINRA or Brokera...

Firstrade Securities Inc. - Flushing, NY 11354
Policies, investments, client partnerships) and assess compliance risk. Perform all compliance functions contemplated by FINRA rule 3130;...
Easily apply

Internal Audit Risk (Banking) - Manager

Euclid Resources LLC. - New York, NY
Driving Sarbanes-Oxley and equivalent regulations compliance. Senior Associate - Risk Advisory (Internal Audit / Risk Advisory)....
Easily apply

VP- Sr Capital Markets Auditor

SG CIB - 1,349 reviews - New York, NY
The Senior Auditor role is a senior level position within the Department. Demonstrate a strong understanding of the banking products and/or risk management...

Corporate and Investment Bank - Compliance Operations - Vice...

JP Morgan Chase - 16,975 reviews - Brooklyn, NY 11201
Morgan's Compliance Department is seeking a highly motivated individual to serve as a Compliance Officer for its North America Corporate and Investment Bank...
Internal Audit, Compliance & Risk Management Senior Associat...
PwC - 5,144 reviews - New York, NY 10002
Demonstrates thorough knowledge and/or a proven record of success directing company- or firm-wide functions within, the following areas as it applies to the...
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