Senior Compliance Auditor jobs in Ozone Park, NY

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Senior Compliance Officer has experience in FINRA or Brokera...
Firstrade Securities Inc. - Flushing, NY 11354
Policies, investments, client partnerships) and assess compliance risk. Perform all compliance functions contemplated by FINRA rule 3130;...
Easily apply
Senior Compliance Officer, Control Room Compliance
The Senior Compliance Officer, Control Room Compliance assists Compliance management in the effective implementation, maintenance and administration of the US...
Senior Compliance Officer, Capital Markets Compliance Adviso...
The Senior Compliance Officer assists Compliance management in the effective implementation, maintenance and administration of the Trading Products Compliance...
Internal Auditor Senior- Internal Audit (FT)
Conduct audits to monitor the effectiveness of internal controls and compliance with internal policies and procedures, operational specifications, financial...

Financial Crimes (BSA/AML/OFAC/Anti-Bribery) Compliance Audi...

MUFG - 35 reviews - New York, NY
Financial Crimes (BSA/AML/OFAC/Anti-Bribery) Compliance Auditor, Associate-10019825-WD. The Associate, Senior Auditor position is a staff role within the...

Staff Auditor (Part-Time)

The New York Racing Association, Inc - Jamaica, NY 11417   +1 location
Performs operational, compliance, financial, and investigative audits for NYRA under the supervision of the Audit Senior, which involves:....

Senior Auditor

Armao LLP - Garden City, NY
$65,000 - $72,000 a year
CPA with a minimum of 5 years experience as a financial statement auditor. Good working knowledge of GAAP & GAAS and familiar with ProSystem Engagement audit...
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Senior SOX Auditor

Altice USA - 1,304 reviews - Long Island City, NY
The Senior SOX Auditor will work as a member of the SOX compliance team to perform effectiveness testing of key control activities to ensure compliance with...

Audit Financial Crimes/OFAC-Sanctions Senior Auditor, Associ...

MUFG - 35 reviews - New York, NY
Audit Financial Crimes/OFAC-Sanctions Senior Auditor, Associate-10020228-WD. Some knowledge of sanctions compliance laws and regulations....

Business Risk Services, Controls Advisory Process, Senior As...

Grant Thornton - 867 reviews - New York, NY
Prepare Service Auditor Reports (SAR) in compliance. Business Risk Services, Controls Advisory Process, Senior Associate(....

Business Risk Services, Controls Advisory IT, Senior Associa...

Grant Thornton - 867 reviews - New York, NY
Prepare Service Auditor Reports (SAR) in compliance with SSAE16. Business Risk Services, Controls Advisory IT, Senior Associate(....

Senior Compliance Auditor - Brooklyn, NY

Magellan Health - 504 reviews - Brooklyn, NY 11201
Senior Compliance Auditor - Brooklyn, NY. Recommends compliance programming, compliance initiatives and internal departmental controls....

Business Risk and Controls Manager

HSBC - 9,669 reviews - New York, NY
Build positive working working relationship with Senior Managers in PB and key oversight functions (Risk, Compliance, etc.)....

Senior Associate Internal Audit (Healthcare)

KPMG - 4,277 reviews - New York, NY 10154 (Midtown area)
Minimum of three years of experience performing internal or external audits within healthcare compliance. Help identify performance improvement opportunities...
Audit and Compliance Analyst
Audit and Compliance Analyst. 3 - 5 years of compliance and/or audit experience required. Excellent communication skills, oral and written, in order to interact...
Senior Compliance Officer has experience in FINRA or online...
Firstrade Securities Inc. - Flushing, NY 11354
Policies, investments, client partnerships) and assess compliance risk. Perform all compliance functions contemplated by FINRA rule 3130;...
Easily apply