Senior Compliance Principal jobs in San Diego, CA

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Analyst, Compliance
LPL Financial - 313 reviews - San Diego, CA
The Senior Compliance Analyst, Surveillance will be responsible for the monitoring and oversight of financial advisor sales activities and related supervision...
SVP, Head of Fraud Operations
LPL Financial - 313 reviews - San Diego, CA
Key stakeholders include Technology, Financial Crimes Compliance, Risk, Brokerage & Investment Advisory Compliance, Legal, Finance and Service....
Sr. Business Consultant
LPL Financial - 313 reviews - San Diego, CA
Within SBS the Sr. Sr Business Consultant – Job Description The Sr Business Consultant will support the Practice Acquisitions Team within LPL’s Strategic...

Principal Regulatory Affairs Specialist

Sekisui Diagnostics - 13 reviews - San Diego, CA 92121
Work with senior management by overseeing the activities required to insure that products manufactured and/or distributed by Sekisui Diagnostics are in full...
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Family Law Paralegal

Henderson, Caverly & Pum LLP - Del Mar, CA
$24 - $30 an hour
This position will be located at our principal office on High Bluff Drive in San Diego. Provide paralegal assistance to senior partners as requested regarding...
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Principal Contract Administrator

BAE Systems - 2,948 reviews - San Diego, CA 92127
Compliance with Company policies and procedures, legal, regulatory and customer requirements. Consistently works on complex assignments requiring independent...

Sr. Regulatory Writer - San Diego, CA

Certara - 3 reviews - San Diego, CA
Sr. Lead or participate in a project team which may be led by a Principal Regulatory Writer or Associate Principal Regulatory Writer, depending on document type...

Senior Operations Specialist

LPL Financial - 313 reviews - San Diego, CA
Senior Operations Specialist Job Responsibilities:. 2-3 years General Accounting or Financial Industry Experience Experience in Commissions Processing preferred...

SVP, Enterprise Risk Management

LPL Financial - 313 reviews - San Diego, CA
We are searching for a Senior Vice President (SVP) to lead the firm’s Enterprise Risk Management Department (ERM), which sits within our Compliance, Legal and...

Senior Mechanic

Grifols - 294 reviews - San Diego, CA 92101
Familiarity with continuous improvement principals and tools. Grifols is a global healthcare company whose mission is to improve the health and well being of...

SVP, Associate Counsel, Early Dispute Resolution

LPL Financial - 313 reviews - San Diego, CA
At LPL Financial, we are currently looking for a Senior Vice President, Associate Counsel to head our Early Dispute Resolution (EDR) team, which sits within our...

VP, Associate Counsel

LPL Financial - 313 reviews - San Diego, CA
The role will require frequent interaction with the company’s compliance, operations and business development teams....

Senior Risk Management Analyst

Sony Corporation Of America - 2,720 reviews - San Diego, CA 92121
Sony's principal U.S. Experience with Governance, Risk & Compliance tools such as Archer GRC. Knowledge of requirements and controls for compliance with Payment...
Principle Program Investigator
General Atomics - 153 reviews - San Diego, CA
As a Principal Program Investigator you will report to a Senior Program Manager and will be responsible for the planning, managing and technical performance of...
SVP, IT Internal Audit
LPL Financial - 313 reviews - San Diego, CA
Develop and maintain effective relationships with senior leaders, key technology vendors, Technology leaders, and other key stakeholders....