Supervisory Auditor $130,000 jobs in Ozone Park, NY

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Senior Compliance Officer, Control Room Compliance
Including Compliance Manuals and Written Supervisory Procedures, for Investment Banking and Research Compliance to address applicable regulatory requirements....
Chief Compliance Officer- Ethics
Citi - 13,807 reviews - Jersey City, NJ
Coordinating as the key interface with regulators on compliance risk management issues and supervisory exam management matters related to Ethics....
Controller
$120,000 - $140,000 a year
For immediate response please email current resume to : elisa.gonzalez@parkerlynch.com Growing manufacturing client seeks career minded accounting...

CCO - CoinList Markets

Coinlist - New York, NY
Plan, facilitate and execute all necessary testing and certification of the broker-dealer’s supervisory policies and procedures, including taking remediation...
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Corporate Controller

The Madison Square Garden Company - 340 reviews - New York, NY
5-10 years accounting / finance experience with at least three in a management / supervisory / controllership position....

BRM – Risk Management and Internal Controls

Morgan Stanley - 2,606 reviews - New York, NY
RCSA Coordination – Coordinate with risk owners in the business to continue to enhance the risk and control self-assessment to ensure that risks and controls...

Director Internal Audit

New York Power Authority - 45 reviews - White Plains, NY 10601
Minimum of 10 years supervisory experience. The Director Internal Audit conducts internal audit activities within the organization, including providing...

Director, External Reporting

Axovant Sciences, Inc. - New York, NY
Jobs, supervisory, industry, international, etc…):. 2+ years of supervisory experience preferred. This role will initially transition responsibilities around...

Corporate Compliance - Futures & Options and OTC Clearing Co...

JP Morgan Chase - 19,869 reviews - New York, NY 10179 (Midtown area)
Provide day-to-day guidance on execution, trading and sales practices, registrations/licensing, supervisory duties, conflicts, regulatory reporting obligations,...

Asset Accounting Manager

Citi - 13,807 reviews - New York, NY 10261 (Murray Hill area)
Strong team player, detail-oriented with prior supervisory experience. Review annual financial statements with footnotes and liaise with the external auditor on...

Corporate and Investment Bank - Compliance Operations - Vice...

JP Morgan Chase - 19,869 reviews - Brooklyn, NY 11201
Experience in drafting policies and procedures (specific experience drafting supervisory procedures and compliance policies beneficial)....

Senior Compliance Officer, Control Room Compliance

BMO Financial Group - 1,695 reviews - New York, NY
Including Compliance Manuals and Written Supervisory Procedures, for Investment Banking and Research Compliance to address applicable regulatory requirements....

Chief Compliance Officer- Ethics

Citi - 13,807 reviews - Jersey City, NJ
Coordinating as the key interface with regulators on compliance risk management issues and supervisory exam management matters related to Ethics....