nomura funds research technologies jobs
- Allworth FinancialIndianapolis, IN
- Full-time
- Minimum of 30 hours per week
- This role has two functions: equity trading and research.
- Familiarity with custodial platforms and RIA portfolio management and rebalancing systems is a plus.
- BarclaysNew York, NY
- $125,000 - $175,000 a year
- Join Barclays as an Equity Research TMT and Media, AVP, where you’ll have the chance to collaborate with senior analysts to produce comprehensive research…
- Wellington ManagementBoston, MA
- $120,000 - $225,000 a year
- Full-time
- The investor will be able to consider those ideas through a highly analytical and detailed approach within the context of overall portfolio philosophy and…
- Jefferies & Company, Inc.New York, NY
- $100,000 - $120,000 a year
- Full-time
- The associate will be primarily responsible for building and maintaining financial models and industry databases insuring correct and up-to-date information for…
- Global X ETFsHybrid work in New York, NY
- $120,000 - $130,000 a year
- Full-time
- Monitor and synthesize market news, economic data, and investment research, including commodity supply and demand, interest rates and credit conditions, and…
- View all Global X ETFs jobs in New York, NY - New York jobs - Research Analyst jobs in New York, NY
- Salary Search: ETF Research Analyst salaries in New York, NY
- See popular questions & answers about Global X ETFs
- Global X ETFsHybrid work in New York, NY
- $120,000 - $130,000 a year
- Full-time
- Monitor and synthesize market news, economic data, and investment research, including commodity supply and demand, interest rates and credit conditions, and…
- View all Global X ETFs jobs in New York, NY - New York jobs - Research Analyst jobs in New York, NY
- Salary Search: ETF Research Analyst salaries in New York, NY
- See popular questions & answers about Global X ETFs
- JPMorganChaseNew York, NY 10017(Midtown area)
51 St- $90,000 - $160,000 a year
- Full-time
- Ability to evaluate potential investments and support recommendations with qualitative and quantitative research.
- Proficiency with MS Excel and PowerPoint.
- GIC GroupHybrid work in New York, NY
- $173,000 - $245,000 a year
- Permanent
- Review code and methodology, contribute to research discussions, and make credit insight transferable to rates, FX and listed markets through our shared…
- Société GénéraleHybrid work in New York, NY 1016747 50 Sts Rockefeller Ctr
- $110,000 - $135,000 a year
- Clients now have unparalleled equity liquidity access and a full range of integrated services, leveraging Bernstein’s cash equities and research capabilities…
Equity Research Analyst
Easily applyWaggoner FinancialLansing, MI 48912- $70,000 - $100,000 a year
- Full-time
- Conduct fundamental research and analysis on equities and other securities under consideration for client portfolios.
- Strong analytical and quantitative skills.
- View all Waggoner Financial jobs in Lansing, MI - Lansing jobs
- Salary Search: Equity Research Analyst salaries in Lansing, MI
- StifelChicago, IL 60606(The Loop area)Washington/Wells
- $100,000 a year
- Full-time
- Economics, Accounting, Finance, and Securities Analysis - Knowledge of economic, accounting, and financial principles and practices, the financial markets, the…
- Texas Capital BankDallas, TX
- Full-time
- Respond to client and internal inquiries regarding research.
- Strong analytical skills - critical thinking, data and information analysis, research and problem…
- EvercoreNew York, NY
- $110,000 - $175,000 a year
- Author industry and company-specific research reports.
- Develop and update company-specific and industry financial models.
- Experience working with AI tools.
- Morgan StanleyNew York, NY 10036(Midtown area)49 St
- $200,000 a year
- Publish leading research insight notes and present at industry conferences.
- Actively source new ideas and collaborate with other research teams.
- Oppenheimer & Co. Inc.New York, NY 10004(Financial District area)Whitehall St
- $100,000 - $150,000 a year
- Research & Analysis: Support the Senior Analyst in developing and marketing equity research products, including company-specific reports and thematic industry…
- StifelNew York, NY 10019(Midtown area)7 Av
- $100,000 - $150,000 a year
- Full-time
- Must be able to handle basic question from Sales and Clients and is beginning to represent the associates in internal research presentations.
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Job Post Details
Equity Trader and Research Analyst
Job details
Full job description
About Allworth Financial
Allworth Financial (www.allworthfinancial.com) is an independent investment advisory firm providing full-context wealth planning solutions. The firm brings together investment, tax, retirement, estate, and other financial considerations to help clients evaluate decisions in the context of their whole financial lives.
Founded in Sacramento, California, in 1993, Allworth Financial is a high-growth, private equity-backed, multibranch registered investment adviser. Allworth is primarily a fee-based fiduciary advisory firm that emphasizes client well-being and education. The firm continues to expand through acquisitions and organic growth.
Allworth is a great place to work and build a career. The firm ranks among the top 15 on Barron's Top 100 RIA Firms list, has a historical client retention rate of 97%, and is a National Business Research Institute (NBRI) Circle of Excellence Award winner. Learn more at AllworthFinancial.com.
SUMMARY:
This role has two functions: equity trading and research. This person's equity trading role includes being part of Allworth's in-house equity team and will have discretion and decision-making authority related to trading and rebalancing modeled client portfolios. This involves exercising judgment on tax-aware gain and loss realization, cash deployment, and position trimming, within the equity team's framework.
This person's research role includes ongoing research for an assigned set of stocks. Coverage responsibilities include tracking fundamentals, catalysts, and relative valuation; monitoring earnings and company developments across current holdings; and screening individual names for potential inclusion in or removal from the firm's model portfolios. Research conclusions inform the portfolio managers and help shape the holdings.
DUTIES AND RESPONSIBILITIES:
Trading and Portfolio Implementation (approximately 75%)
- Execute account-level rebalancing to target models, exercising judgment on tax-aware gain and loss realization and position trimming.
- Determine the best place to invest or raise cash according to the model, considering factors such as sector allocation and security selection.
- Review and approve tactical rebalances in the firm's portfolio management and rebalancing platform, supplementing with manual analysis where system logic falls short.
- Maintain account-level trading notes, restrictions, and goals with a high level of accuracy.
- Support onboarding of new accounts into flexible models, including documentation of tax budgets, restrictions, exclusions, and cash targets.
Equity Research (approximately 25%)
- Cover an assigned set of sectors and industries on an ongoing basis, tracking fundamentals, catalysts, and relative valuation.
- Screen and evaluate individual names for potential inclusion in, or removal from, model portfolios.
- Monitor earnings, company news, and sector developments relevant to current holdings.
- Partner with the broader equity team on portfolio construction discussions, bringing a research perspective to trading decisions.
QUALIFICATIONS:
- Three to seven years of experience in equity trading, portfolio implementation, or investment operations with direct trading responsibility.
- Able to demonstrate judgment in trade decision-making, beyond order entry or rules-based execution.
- Understanding of tax-aware trading considerations, including gain and loss realization, cost basis, and wash sales.
- Ability to work independently while operating within team governance.
- Familiarity with custodial platforms and RIA portfolio management and rebalancing systems is a plus.
- Experience with fundamental or sector-based equity research.
- Strong communication and collaboration skills, and comfortable working as part of a small, cross-trained team.
- Advanced Excel skills and strong attention to detail.
- Bachelor's degree in finance, economics, accounting, mathematics, or a related field, or equivalent work experience.
- Series 65 or equivalent licensing preferred, or the ability to obtain it.
BENEFITS
We value our associates' time and effort. Our commitment to your success is enhanced by our competitive base pay and an extensive benefits package, including:
- Medical: Blue Shield (PPOs and HDHP with HSA) plans and Kaiser (HMO) plans for California associates
- Dental insurance with MetLife
- Vision insurance with VSP
- Optional supplemental benefits
- Healthcare savings accounts with company contribution
- Flexible spending accounts
- Flexible working arrangements
- Generous 401K contributions
- Exempt associates qualify for our flexible paid time off policy
- Non-Exempt associates will receive 15 days of paid time off annually during the first three years of employment
- 11 Paid Holidays
- Option to participate in our Equity Purchase Program (Contract, intern, and part-time employees are not eligible)
- Future growth opportunities within the company
In addition, we work to maintain the best possible environment for our associates, where people can learn and grow with the firm. We strive to provide a collaborative, creative environment where each person feels encouraged to contribute to our processes, decisions, planning and culture.
Benefits are available to full-time associates who work more than 30 hours a week.
The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. Typical reporting relationships are described, but actual relationships may vary in some instances. This job description is not intended to be an exhaustive list of all responsibilities, duties, skills, or knowledge required of personnel classified in this job.
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