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Compliance Manager Job Description: Top Duties and Qualifications

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Compliance Managers, or Compliance Specialists, are responsible for keeping a company’s activities within the guidelines, regulations and ethical expectations of their field. Their duties include monitoring business operations and reporting infractions, reviewing company policies for possible risks and liabilities and researching legal requirements for new initiatives.

15108958compliance6.55manager2.29legal1.57compliance manager1.55compliance officer1.216975718162626000.0094751.21204000.00YEARLY862148832025-10-012025-10-312025-09-012025-09-302025-11-05Compliance Manager duties and responsibilities

From day to day, the 15108958compliance6.55manager2.29legal1.57compliance manager1.55compliance officer1.216975718162626000.0094751.21204000.00YEARLY862148832025-10-012025-10-312025-09-012025-09-302025-11-05Compliance Manager will ensure everyone adheres to legal standards and in-house policies. They perform regular audits of business procedures and processes to ensure this compliance. Their key duties and responsibilities can also include:

  • Analyze internal business systems to ensure compliance with industry regulations and ethical standards.
  • Create, modify, update and implement the company’s policies.
  • Develop risk management strategies.
  • Design control systems to address cases of violation of internal business policies.
  • Design ongoing training programs for employees of the business.
  • Liaise with other departmental heads to ensure that all business operations are in line with business policies.
  • Advise the top management on business operations relating to investment, risks and any other policy development.

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Compliance Manager Job Description Examples

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Indeed’s Employer Resource Library helps businesses grow and manage their workforce. With over 15,000 articles in 6 languages, we offer tactical advice, how-tos and best practices to help businesses hire and retain great employees.

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What does a 15108958compliance6.55manager2.29legal1.57compliance manager1.55compliance officer1.216975718162626000.0094751.21204000.00YEARLY862148832025-10-012025-10-312025-09-012025-09-302025-11-05Compliance Manager do?

Compliance Managers work in an office environment and are often part of an office’s Human Resources team or legal department. They host trainings to educate their colleagues about regulations that apply to their work and develop procedures, policies and best practices for operating within legal and ethical guidelines. Compliance Managers design methods for reporting and dealing with compliance breaches and ethical issues when they occur. They produce reports on any regulatory changes within their industry and advice the leadership team on how new laws might impact current operations or future business prospects.

15108958compliance6.55manager2.29legal1.57compliance manager1.55compliance officer1.216975718162626000.0094751.21204000.00YEARLY862148832025-10-012025-10-312025-09-012025-09-302025-11-05Compliance Manager skills and qualifications

The person applying for the position of a 15108958compliance6.55manager2.29legal1.57compliance manager1.55compliance officer1.216975718162626000.0094751.21204000.00YEARLY862148832025-10-012025-10-312025-09-012025-09-302025-11-05Compliance Manager should have strong organizational, communication and conflict management skills. In addition to those qualifications, candidates should have the following:

  • Proficiency in word processing, spreadsheet and presentation software
  • Good grasp of industry processes and existing business regulations
  • Excellent analytical skills
  • Ability to solve problems when they arise
  • Excellent interpersonal skills

Compliance Manager salary expectations

The average salary for a Compliance Manager, also referred to as a Compliance Officer, is $73,829 per year. This amount can vary depending on an applicant’s experience level, geographical location or education. Additional perks typically include a 401(k), health insurance and paid time off.

Compliance Manager salary expectations

2025-10-0126000.0094751.21204000.00YEARLY
  • Common salary: 94751.21 YEARLY
  • Typical salaries range from 26000.00 - 204000.00 YEARLY
  • Find more information on Indeed Salaries

*Indeed data – 2025-10-01

Compliance Manager education and training requirements

Compliance Managers typically require a minimum of a bachelor’s degree in business management, legal studies, business administration, project management or a similar field of study. Additional certifications in the field of compliance and administration are a bonus. Candidates with a master’s degree in any related field are usually given more consideration for this position.

Compliance Manager experience requirements

Candidates looking to secure employment as Compliance Managers should have at least 3 years of experience in a professional setting, particularly in the realm of compliance. In-depth knowledge of industry standards, rules and regulations is greatly preferred.

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Frequently asked questions about Compliance Managers

Three individuals are sitting at a table with a laptop, a disposable coffee cup, notebooks, and a phone visible. Two are facing each other, while the third’s back is to the camera. The setting appears to be a bright room with large windows.

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